Personnel Hong Kong SFC License Details (ID 126818)

Personnel Hong Kong SFC License Details (ID 126818)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2022-10-14	-
	Rep	Advising on securities	2022-09-26	-
	Rep	Dealing in securities	2022-09-26	-
China Asset Management (Hong Kong) Limited	Rep	Asset management	2018-12-18	2022-08-17
	Rep	Advising on securities	2015-04-08	2022-08-17
	Rep	Dealing in securities	2015-04-08	2022-08-17
NATIXIS ASIA LIMITED	Rep	Advising on securities	2011-10-06	2012-11-06
	Rep	Dealing in securities	2011-10-06	2012-11-06
	Rep	Advising on securities	2008-09-30	2008-12-12
	Rep	Dealing in securities	2008-09-30	2008-12-12