Personnel SFC Licences and HKMA Registrations (ID 126821)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2017-12-12	-
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-09-29	2009-03-27
	Rep	Dealing in securities	2008-09-29	2009-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.