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Ball, Rickie Graham Hong Kong SFC License Details (ID 12684161)
Ball, Rickie Graham
SFC ID:
BLP740
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on corporate finance
2018-01-11
2024-06-30
Rep
Dealing in securities
2018-01-11
2024-06-30