| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Advising on securities | 2019-02-22 | - |
| Rep | Dealing in securities | 2019-02-22 | - | |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | Rep | Advising on securities | 2016-07-18 | 2018-10-31 |
| Rep | Dealing in securities | 2016-07-18 | 2018-10-31 | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2016-02-12 | 2016-06-12 |
| Rep | Advising on securities | 2014-08-29 | 2016-06-12 | |
| Rep | Dealing in securities | 2014-08-29 | 2016-06-12 | |
| iFAST Financial (HK) Limited | Rep | Advising on securities | 2013-07-24 | 2013-08-16 |
| iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2013-07-24 | 2013-09-24 |
| AMPLE CAPITAL LIMITED | Rep | Advising on securities | 2008-10-02 | 2009-02-18 |
| Rep | Asset management | 2008-10-02 | 2009-02-18 |
No HKMA registrations in the collected records.