Law, Andy Ka On 羅家安 Hong Kong SFC License Details (ID 126851)

Law, Andy Ka On 羅家安 Hong Kong SFC License Details (ID 126851)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-30	-
	Rep	Dealing in securities	2011-11-30	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-05-25
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-03-10	2011-05-25
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-03-10	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-10-06	2011-05-25
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-10-06	2010-12-06