Personnel SFC Licences and HKMA Registrations (ID 12685594)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TradArt Asset Management Co., Limited	RO	Advising on securities	2022-04-04	-
	RO	Asset management	2022-04-04	-
New Harvest Wealth Securities Company Limited	RO	Advising on securities	2021-07-09	2022-03-21
	RO	Asset management	2021-07-09	2022-03-21
	Rep	Advising on securities	2020-09-18	2021-07-09
	Rep	Dealing in securities	2020-09-08	2022-03-21
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-05-07	2020-07-17
Wonderland International Asset Management Limited	Rep	Asset management	2018-01-12	2020-07-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.