Personnel SFC Licences and HKMA Registrations (ID 12685610)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on futures contracts	2020-05-04	-
	RO	Advising on securities	2020-05-04	-
	RO	Asset management	2020-05-04	-
	Rep	Advising on futures contracts	2020-03-17	2020-05-04
	Rep	Advising on securities	2020-03-17	2020-05-04
	Rep	Asset management	2020-03-17	2020-05-04
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-01-12	2018-01-19
	Rep	Dealing in securities	2018-01-12	2018-01-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.