Personnel Hong Kong SFC License Details (ID 126858)

Personnel Hong Kong SFC License Details (ID 126858)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2026-03-04	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2021-09-01	2024-10-29
	Rep	Dealing in securities	2021-09-01	2024-10-29
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-10-02	2021-05-20
	Rep	Dealing in securities	2015-10-02	2021-05-20
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2008-10-03	2009-09-19
	Rep	Dealing in futures contracts	2008-10-03	2009-09-19
	Rep	Dealing in securities	2008-10-03	2009-09-19