Personnel SFC Licences and HKMA Registrations (ID 12687387)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-11-02	-
	Rep	Advising on securities	2021-10-29	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2018-06-14	2021-07-31
FIRST SHANGHAI SECURITIES LIMITED	Rep	Advising on securities	2018-01-15	2018-04-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.