Personnel Hong Kong SFC License Details (ID 12690344)

Personnel Hong Kong SFC License Details (ID 12690344)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2023-01-30	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2023-01-30	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-12-16	-
	Rep	Asset management	2022-12-16	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2022-12-16	-
	Rep	Asset management	2022-12-16	-
DELPHINIUM ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2018-01-18	2022-12-01
	Rep	Asset management	2018-01-18	2022-12-01