Personnel Hong Kong SFC License Details (ID 12690351)

Personnel Hong Kong SFC License Details (ID 12690351)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2020-11-27	2024-02-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2020-11-27	2024-02-23
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-11-06	2024-02-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2020-11-06	2024-02-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-05-16	2020-08-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-03-22	2020-08-07
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-03-22	2020-08-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-01-18	2020-08-07