| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-10-16 | 2013-03-17 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-10-16 | 2013-03-17 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-21 | 2012-06-08 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-21 | 2012-06-08 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-09 | 2011-09-03 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-09 | 2011-09-03 |
| RHB ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-09-14 | 2010-03-01 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-01-21 | 2010-03-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-01-21 | 2010-03-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-21 | 2009-01-13 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-10-13 | 2009-01-13 |