Personnel Hong Kong SFC License Details (ID 12691473)

Personnel Hong Kong SFC License Details (ID 12691473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	Rep	Dealing in futures contracts	2026-05-14	-
	Rep	Dealing in securities	2026-05-14	-
MODERN INNOVATIVE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-07-12	2022-05-15
	Rep	Asset management	2021-07-12	2022-05-15
MODERN INNOVATIVE SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-10-29	2022-05-15
	Rep	Dealing in securities	2020-10-29	2022-05-15
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2018-12-05	2019-11-07
	Rep	Dealing in securities	2018-12-05	2019-11-07
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2018-01-19	2018-11-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2018-01-19	2018-11-19