| Huatai (Hong Kong) Futures Limited | Rep | Dealing in securities | 2023-07-19 | 2026-04-27 |
| Rep | Dealing in futures contracts | 2022-03-16 | 2026-04-27 |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2020-06-02 | 2022-02-28 |
| HGNH International Securities Co., Limited | Rep | Dealing in securities | 2020-06-02 | 2022-02-28 |
| Open Securities Limited | Rep | Advising on securities | 2017-04-12 | 2020-04-17 |
| Rep | Dealing in futures contracts | 2017-04-12 | 2020-04-17 |
| Rep | Dealing in securities | 2017-04-12 | 2020-04-17 |
| CTBC Asia Limited | Rep | Advising on securities | 2016-08-05 | 2017-03-27 |
| Rep | Dealing in securities | 2015-05-21 | 2017-03-27 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-05-24 | 2015-05-05 |
| Rep | Dealing in securities | 2013-05-24 | 2015-05-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-15 | 2013-02-15 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-15 | 2013-02-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-04-20 | 2011-01-12 |
| Rep | Leveraged foreign exchange trading | 2008-12-31 | 2011-01-12 |
| Rep | Dealing in futures contracts | 2008-10-16 | 2011-01-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-16 | 2011-01-12 |