Personnel Hong Kong SFC License Details (ID 126940)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Religare Capital Markets (Hong Kong) Limited	RO	Advising on corporate finance	2012-05-14	2014-06-30
	RO	Advising on securities	2012-05-14	2014-06-30
	RO	Dealing in securities	2012-05-14	2014-06-30
RBS Asia Corporate Finance Limited	RO	Advising on corporate finance	2009-01-08	2010-07-02
	RO	Dealing in securities	2009-01-08	2010-07-02
	Rep	Advising on corporate finance	2008-10-22	2009-01-08
	Rep	Dealing in securities	2008-10-22	2009-01-08