| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | Asset management | 2019-04-18 | - |
| Rep | Advising on securities | 2018-10-16 | - | |
| Rep | Dealing in securities | 2018-10-16 | - | |
| Progeny (Hong Kong) Limited | RO | Advising on securities | 2012-01-31 | 2018-10-02 |
| RO | Dealing in securities | 2012-01-31 | 2018-10-02 | |
| Rep | Advising on securities | 2010-07-13 | 2012-01-31 | |
| Rep | Dealing in securities | 2010-07-13 | 2012-01-31 | |
| WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED | Rep | Advising on securities | 2008-11-17 | 2010-07-09 |
| Rep | Dealing in securities | 2008-11-17 | 2010-07-09 |
No HKMA registrations in the collected records.