| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-10-12 | - |
| Longitude Asia Limited | Rep | Asset management | 2010-11-29 | 2011-04-30 |
| IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2008-11-13 | 2010-03-01 |
| Rep | Dealing in securities | 2008-11-13 | 2010-03-01 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Dealing in futures contracts | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2021-12-09 | — | Current |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Advising on futures contracts | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2021-12-09 | — | Current |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Dealing in securities | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2012-09-20 | — | Current |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Advising on securities | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2012-09-20 | — | Current |
| HSBC BANK PLC | Dealing in securities | Non-EO | — | 2018-12-07 | 2025-05-30 | Former |
| HSBC BANK PLC | Advising on securities | Non-EO | — | 2018-12-07 | 2025-05-30 | Former |