Personnel Hong Kong SFC License Details (ID 126979)

Personnel Hong Kong SFC License Details (ID 126979)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-01-29	-
	Rep	Dealing in securities	2024-01-29	-
	Rep	Dealing in futures contracts	2014-09-19	2022-08-04
	Rep	Dealing in securities	2014-09-19	2022-08-04
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-23	2009-05-01
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-10-23	2009-05-01
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2008-10-23	2009-05-01