Personnel Hong Kong SFC License Details (ID 126986)

Personnel Hong Kong SFC License Details (ID 126986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LaSalle Investment Management Hong Kong Limited	RO	Dealing in securities	2025-02-26	2025-11-21
	Rep	Dealing in securities	2024-06-25	2025-02-26
CDIB Capital International (Hong Kong) Corporation Limited	Rep	Asset management	2023-04-28	2024-04-30
	Rep	Advising on securities	2022-05-26	2024-04-30
	Rep	Dealing in securities	2022-05-26	2024-04-30
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2015-05-14	2018-02-12
	Rep	Dealing in securities	2015-05-14	2018-02-12
	Rep	Asset management	2011-06-17	2015-04-28
JPMorgan Asset Management Real Assets (Asia) Limited	Rep	Dealing in securities	2009-07-23	2011-01-03
PERRY CAPITAL (ASIA) LIMITED	Rep	Advising on securities	2008-10-22	2009-03-31
	Rep	Asset management	2008-10-22	2009-03-31