Personnel Hong Kong SFC License Details (ID 127007)

Personnel Hong Kong SFC License Details (ID 127007)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Dealing in securities	2017-03-09	2018-07-31
	Rep	Dealing in futures contracts	2014-08-08	2018-07-31
	Rep	Dealing in securities	2012-11-08	2017-03-09
	Rep	Dealing in securities	2012-06-25	2012-06-29
	Rep	Dealing in securities	2011-09-05	2011-09-12
	Rep	Dealing in securities	2011-03-21	2011-03-25
	Rep	Dealing in securities	2011-03-11	2011-03-18
	Rep	Dealing in securities	2010-03-15	2010-03-20
	Rep	Dealing in securities	2009-03-16	2009-03-28
	Rep	Dealing in securities	2008-10-27	2008-10-31