Personnel Hong Kong SFC License Details (ID 127013)

Personnel Hong Kong SFC License Details (ID 127013)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-04-04	2011-04-08
	Rep	Dealing in securities	2010-12-10	2010-12-15
	Rep	Dealing in securities	2010-10-15	2010-10-19
	Rep	Dealing in securities	2010-07-16	2010-07-21
	Rep	Dealing in securities	2010-05-11	2010-05-14
	Rep	Dealing in securities	2010-03-02	2010-03-05
	Rep	Dealing in securities	2009-11-30	2009-12-11
	Rep	Dealing in securities	2009-07-22	2009-07-24
	Rep	Dealing in securities	2009-03-18	2009-03-21
	Rep	Dealing in securities	2008-11-13	2008-11-20