Personnel Hong Kong SFC License Details (ID 127028)

Personnel Hong Kong SFC License Details (ID 127028)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2013-05-14	2013-07-20
	Rep	Dealing in securities	2013-05-14	2013-07-20
	Rep	Advising on securities	2013-01-17	2013-01-24
	Rep	Dealing in securities	2013-01-17	2013-01-24
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Advising on securities	2010-04-22	2010-05-22
	Rep	Dealing in securities	2010-04-22	2010-05-22
	Rep	Advising on securities	2010-02-10	2010-03-10
	Rep	Dealing in securities	2010-02-10	2010-03-10
	Rep	Advising on securities	2008-10-29	2008-11-29
	Rep	Dealing in securities	2008-10-29	2008-11-29