Personnel Hong Kong SFC License Details (ID 127041)

Personnel Hong Kong SFC License Details (ID 127041)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-13	2013-01-01
Jefferies Hong Kong Limited	Rep	Advising on securities	2012-07-09	2012-07-23
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2011-10-12	2012-02-14
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2009-10-12	2009-11-09
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2009-07-13	2009-08-22
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2008-11-03	2009-05-26
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-11-03	2009-05-26
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-11-03	2009-05-26
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-11-03	2009-05-26