| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED | RO | Advising on securities | 2026-04-08 | - |
| RO | Asset management | 2026-04-08 | - | |
| Rep | Advising on securities | 2026-01-21 | 2026-04-08 | |
| Rep | Asset management | 2026-01-21 | 2026-04-08 | |
| WEST BULL FINANCIAL LIMITED | RO | Advising on corporate finance | 2024-11-26 | 2025-05-30 |
| WEST BULL SECURITIES LIMITED | Rep | Asset management | 2024-11-26 | 2025-05-30 |
| RO | Dealing in securities | 2024-11-26 | 2025-05-30 | |
| WEST BULL FINANCIAL LIMITED | Rep | Advising on corporate finance | 2024-10-28 | 2024-11-26 |
| EMINENCE CAPITAL PARTNERS LIMITED | RO | Advising on corporate finance | 2023-01-09 | 2024-07-29 |
| CINDA INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2018-06-08 | 2022-02-16 |
| Rep | Advising on corporate finance | 2018-04-10 | 2018-06-08 | |
| RO | Advising on corporate finance | 2017-07-17 | 2018-02-17 | |
| RO | Dealing in securities | 2017-07-17 | 2022-02-16 | |
| Rep | Advising on corporate finance | 2017-06-14 | 2017-07-17 | |
| Rep | Dealing in securities | 2017-06-14 | 2017-07-17 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2015-04-21 | 2017-04-19 |
| Rep | Advising on securities | 2015-04-21 | 2017-04-19 | |
| Rep | Asset management | 2015-04-21 | 2017-04-19 | |
| Rep | Dealing in futures contracts | 2015-04-21 | 2017-04-19 | |
| Rep | Dealing in securities | 2015-04-21 | 2017-04-19 | |
| SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-11-18 | 2015-04-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Asset management | 2012-06-11 | 2015-04-01 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2012-06-11 | 2015-04-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2011-12-29 | 2015-04-01 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-12-29 | 2015-04-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-08 | 2015-04-01 |
| SFGHK Limited | RO | Dealing in securities | 2010-05-12 | 2011-09-15 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-12-16 | 2010-02-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-12-16 | 2010-02-01 |
| Rep | Dealing in securities | 2008-12-16 | 2010-02-01 |
No HKMA registrations in the collected records.