Personnel Hong Kong SFC License Details (ID 127091)

Personnel Hong Kong SFC License Details (ID 127091)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-10-27	2011-05-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-10-27	2011-05-27
	Rep	Dealing in securities	2010-10-27	2011-05-27
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-11-11	2010-04-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-11-11	2010-04-15
	Rep	Dealing in securities	2008-11-11	2010-04-15