Personnel SFC Licences and HKMA Registrations (ID 127101)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
abrdn Hong Kong Limited	Rep	Asset management	2018-08-02	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-01-04	2011-03-15
	Rep	Dealing in securities	2011-01-04	2011-03-15
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-11-14	2010-11-09
	Rep	Dealing in securities	2008-11-14	2010-11-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-11-14	2010-11-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.