Personnel SFC Licences and HKMA Registrations (ID 127118)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SC Lowy Securities (HK) Limited	Rep	Dealing in securities	2025-04-16	2026-04-15
SC Lowy Asset Management (HK) Limited	Rep	Asset management	2020-10-09	-
SC Lowy Financial (HK) Limited	Rep	Dealing in securities	2020-06-04	-
Templewater Hong Kong Limited	RO	Advising on securities	2014-01-15	2015-07-23
	Rep	Advising on securities	2013-01-30	2014-01-15
	RO	Dealing in securities	2013-01-30	2015-07-23
Standard Advisory Asia Limited	RO	Asset management	2010-04-14	2012-06-30
	RO	Advising on futures contracts	2008-12-24	2012-06-30
	RO	Advising on securities	2008-12-24	2012-06-30
	RO	Dealing in futures contracts	2008-12-24	2012-06-30
	RO	Dealing in securities	2008-12-24	2012-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.