Personnel Hong Kong SFC License Details (ID 127119)

Personnel Hong Kong SFC License Details (ID 127119)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huizhi International Capital Holdings Co., Limited	Rep	Advising on securities	2025-07-18	-
	Rep	Dealing in securities	2025-07-18	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-20	2014-12-16
	Rep	Dealing in securities	2011-10-06	2014-12-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-10-06	2013-08-31
	Rep	Dealing in securities	2011-10-06	2013-08-31
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-11-14	2009-03-04