Personnel SFC Licences and HKMA Registrations (ID 127156)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nice Talent Asset Management Limited	Rep	Advising on securities	2020-10-19	-
	Rep	Asset management	2020-10-19	-
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-11-21	2010-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.