Personnel SFC Licences and HKMA Registrations (ID 127232)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gary Cheng Securities Limited	Rep	Dealing in securities	2022-07-18	-
CNI Securities Group Limited	Rep	Dealing in securities	2020-06-01	2022-04-11
CIF Securities Futures Limited	Rep	Dealing in futures contracts	2019-06-20	2020-05-22
	Rep	Dealing in securities	2019-06-20	2020-05-22
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2013-04-23	2013-06-28
KGI ASIA LIMITED	Rep	Advising on securities	2008-12-09	2008-12-18
	Rep	Dealing in securities	2008-12-09	2008-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.