Personnel Hong Kong SFC License Details (ID 127339)

Personnel Hong Kong SFC License Details (ID 127339)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dinghui Capital Investments Limited	RO	Advising on securities	2026-07-30	-
	RO	Asset management	2026-07-30	-
Phoenician Limited (HK)	RO	Advising on securities	2024-12-23	2026-06-03
	RO	Asset management	2024-12-23	2026-06-03
Phoenician Securities Limited	RO	Dealing in securities	2024-12-23	2026-06-03
Phoenician Limited (HK)	Rep	Advising on securities	2024-09-09	2024-12-23
	Rep	Asset management	2024-09-09	2024-12-23
Phoenician Securities Limited	Rep	Dealing in securities	2024-09-09	2024-12-23
China Galaxy International Asset Management (Hong Kong) Co., Limited	Rep	Asset management	2014-08-14	2023-11-03
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-06-05	2023-11-03
ORIENTAL PATRON SECURITIES LIMITED	Rep	Dealing in securities	2013-05-31	2014-05-31
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-03-15	2013-05-16
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-03-15	2013-05-16
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2009-01-29	2011-05-31
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2009-01-29	2011-05-31