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Fleming, Tom Nathan Hong Kong SFC License Details (ID 12735257)
Fleming, Tom Nathan
SFC ID:
BMA856
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HSBC Global Asset Management (Hong Kong) Limited
Rep
Dealing in securities
2018-01-24
2018-02-05
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED
Rep
Dealing in securities
2018-01-24
2018-02-05