Personnel Hong Kong SFC License Details (ID 127368)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2025-09-10	-
	Rep	Dealing in securities	2021-10-22	-
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2014-07-30	2021-10-06
	Rep	Dealing in securities	2014-07-30	2021-10-06
BMI FUNDS MANAGEMENT LIMITED	Rep	Dealing in securities	2010-11-22	2011-05-26
	Rep	Advising on securities	2009-04-07	2011-05-26
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2009-01-30	2009-03-20