Personnel Hong Kong SFC License Details (ID 127372)

Personnel Hong Kong SFC License Details (ID 127372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VMI Securities Limited	RO	Dealing in securities	2024-04-23	-
	Rep	Dealing in securities	2024-04-16	2024-04-23
HUIJIN SECURITIES INTERNATIONAL LIMITED	RO	Advising on securities	2023-08-14	2024-02-29
	RO	Dealing in securities	2023-03-16	2024-02-29
BAXS DIGITAL ASSET CAPITAL LIMITED	RO	Dealing in securities	2021-12-07	2022-09-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-04-03	2021-05-31
	Rep	Dealing in securities	2015-03-12	2015-10-15
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-03-12	2015-10-15
OnePlatform Asset Management Limited	Rep	Advising on securities	2009-02-06	2009-03-31