Gu, Xiangyun (SFC:BME242) 顧翔芸

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	RO	Advising on securities	2021-11-30	-
	RO	Dealing in securities	2021-11-30	-
	Rep	Dealing in securities	2018-01-25	2021-11-30
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2018-01-25	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	RO	Advising on securities	2021-11-30	-
	RO	Dealing in securities	2021-11-30	-
	Rep	Dealing in securities	2018-01-25	2021-11-30
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2018-01-25	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.