Shapiro, Glenn Kromer

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-09-25	2019-09-27
	Rep	Dealing in securities	2019-09-25	2019-09-27
	Rep	Advising on securities	2018-01-25	2018-02-02
	Rep	Dealing in securities	2018-01-25	2018-02-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-09-25	2019-09-27
	Rep	Dealing in securities	2019-09-25	2019-09-27
	Rep	Advising on securities	2018-01-25	2018-02-02
	Rep	Dealing in securities	2018-01-25	2018-02-02