Personnel SFC Licences and HKMA Registrations (ID 12738365)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2025-06-04	-
	Rep	Dealing in securities	2025-06-04	-
Market Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2024-12-04	2025-01-28
	Rep	Dealing in securities	2024-12-04	2025-01-28
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2021-02-17	2021-11-21
	Rep	Dealing in securities	2021-02-17	2021-11-21
	Rep	Dealing in futures contracts	2018-01-25	2020-05-31
	Rep	Dealing in securities	2018-01-25	2020-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.