Personnel SFC Licences and HKMA Registrations (ID 12738368)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-05-17	-
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2018-01-25	2021-05-31
	Rep	Dealing in securities	2018-01-25	2021-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.