Personnel Hong Kong SFC License Details (ID 127388)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Hong Kong Limited	Rep	Dealing in futures contracts	2013-08-19	-
R.J. O'BRIEN &AMP; ASSOCIATES HK LIMITED	Rep	Dealing in futures contracts	2011-08-08	2013-07-27
CES Capital International (Hong Kong) Co., Limited	Rep	Leveraged foreign exchange trading	2009-11-19	2011-07-19
	Rep	Dealing in securities	2009-05-22	2011-07-19
	Rep	Dealing in futures contracts	2009-01-05	2011-07-19