| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2005-02-15 | 2019-06-28 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Providing automated trading services | - | 2005-01-24 |
| RO | Asset management | - | 2014-06-03 | |
| RO | Advising on futures contracts | - | 2019-06-28 | |
| RO | Dealing in futures contracts | - | 2019-06-28 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | - | 2005-01-24 |
| Rep | Providing automated trading services | - | 2005-01-24 | |
| Rep | Advising on corporate finance | - | 2008-06-28 | |
| Rep | Advising on securities | - | 2008-06-28 | |
| Rep | Dealing in securities | - | 2019-06-28 |
No HKMA registrations in the collected records.