Personnel Hong Kong SFC License Details (ID 12739)

Personnel Hong Kong SFC License Details (ID 12739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Dealing in futures contracts	2005-02-15	2019-06-28
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Providing automated trading services	-	2005-01-24
	RO	Asset management	-	2014-06-03
	RO	Advising on futures contracts	-	2019-06-28
	RO	Dealing in futures contracts	-	2019-06-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Asset management	-	2005-01-24
	Rep	Providing automated trading services	-	2005-01-24
	Rep	Advising on corporate finance	-	2008-06-28
	Rep	Advising on securities	-	2008-06-28
	Rep	Dealing in securities	-	2019-06-28