Personnel Hong Kong SFC License Details (ID 127400)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALPS CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2025-10-20	-
Petiole Management (Hong Kong) Limited	Rep	Asset management	2016-07-25	2020-08-31
DEEPHAVEN ASIA LIMITED	Rep	Advising on securities	2009-01-07	2009-02-24
	Rep	Asset management	2009-01-07	2009-02-24