Law, Joseph (SFC:ASF709)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2013-04-08	2013-07-08
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-04-08	2013-07-08
	Rep	Dealing in securities	2013-04-08	2013-07-08
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2009-07-27	2011-05-27
	Rep	Dealing in securities	2009-07-27	2011-05-27
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-01-14	2009-06-27
Newedge Broker Limited	Rep	Dealing in futures contracts	2009-01-14	2009-06-27
	Rep	Dealing in securities	2009-01-14	2009-06-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-01-14	2009-06-27
	Rep	Dealing in securities	2009-01-14	2009-06-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2013-04-08	2013-07-08
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-04-08	2013-07-08
	Rep	Dealing in securities	2013-04-08	2013-07-08
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2009-07-27	2011-05-27
	Rep	Dealing in securities	2009-07-27	2011-05-27
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-01-14	2009-06-27
Newedge Broker Limited	Rep	Dealing in futures contracts	2009-01-14	2009-06-27
	Rep	Dealing in securities	2009-01-14	2009-06-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-01-14	2009-06-27
	Rep	Dealing in securities	2009-01-14	2009-06-27