Personnel Hong Kong SFC License Details (ID 127431)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DRAGON CAPITAL MANAGEMENT (HK) LIMITED	RO	Asset management	2019-08-13	2020-09-15
	RO	Advising on securities	2019-04-11	2020-09-15
	Rep	Advising on securities	2019-02-14	2019-04-11
Vontobel (Hong Kong) Limited	RO	Advising on securities	2009-10-28	2018-11-12
	RO	Dealing in securities	2009-10-28	2018-11-12
	Rep	Advising on securities	2009-01-22	2009-10-28
	Rep	Dealing in securities	2009-01-22	2009-10-28