Personnel SFC Licences and HKMA Registrations (ID 127448)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Peakhouse Asset Management Limited	Rep	Dealing in securities	2025-02-10	-
	Rep	Advising on securities	2023-07-07	-
	Rep	Asset management	2023-07-07	-
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2012-03-30	2012-08-02
	Rep	Dealing in securities	2012-03-30	2012-08-02
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-01-21	2009-07-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-01-21	2009-07-14
	Rep	Dealing in securities	2009-01-21	2009-07-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.