| MAGIC COMPASS SECURITIES LIMITED | RO | Dealing in securities | 2018-09-11 | 2019-12-31 |
| Rep | Dealing in securities | 2018-07-09 | 2018-09-11 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-15 | 2018-01-06 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-07-15 | 2018-01-06 |
| MAGIC COMPASS SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-20 | 2016-01-15 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-13 | 2013-09-28 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-01-13 | 2013-09-28 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-13 | 2013-09-28 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-10-08 | 2011-09-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-08 | 2011-09-07 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-01-19 | 2010-09-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-01-19 | 2010-09-14 |