Cheng, Tao (SFC:BLY758) 成濤 Hong Kong SFC License Details (ID 12749394)

Cheng, Tao (SFC:BLY758) 成濤 Hong Kong SFC License Details (ID 12749394)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2023-12-28	-
	RO	Asset management	2023-12-28	-
	Rep	Advising on securities	2023-05-12	2023-12-28
	Rep	Asset management	2023-05-12	2023-12-28
RONGTONG GLOBAL INVESTMENT LIMITED	RO	Advising on securities	2020-12-14	2023-05-02
	RO	Asset management	2020-12-14	2023-05-02
	RO	Dealing in securities	2020-12-14	2023-05-02
	Rep	Advising on securities	2018-01-30	2020-12-14
	Rep	Asset management	2018-01-30	2020-12-14
	Rep	Dealing in securities	2018-01-30	2020-12-14