Personnel Hong Kong SFC License Details (ID 127524)

Personnel Hong Kong SFC License Details (ID 127524)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2026-03-16	-
	Rep	Dealing in securities	2026-03-16	-
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2020-02-05	2023-08-29
	Rep	Dealing in securities	2020-02-05	2023-08-29
Vanguard Investments Hong Kong Limited	Rep	Asset management	2015-01-07	2018-07-11
	Rep	Advising on securities	2012-07-03	2018-07-11
	Rep	Dealing in securities	2012-07-03	2018-07-11
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2011-05-11	2011-08-27
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-04-14	2011-08-27
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2009-01-30	2011-08-27