Personnel Hong Kong SFC License Details (ID 12752464)

Personnel Hong Kong SFC License Details (ID 12752464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Dealing in securities	2018-07-18	2019-03-31
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2018-01-31	2018-05-15
	Rep	Advising on securities	2018-01-31	2018-05-15
	Rep	Asset management	2018-01-31	2018-05-15
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2018-01-31	2018-05-15
	Rep	Advising on securities	2018-01-31	2018-05-15
	Rep	Asset management	2018-01-31	2018-05-15
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2018-01-31	2018-05-15
	Rep	Asset management	2018-01-31	2018-05-15
	Rep	Dealing in securities	2018-01-31	2018-05-15