Personnel Hong Kong SFC License Details (ID 127573)

Personnel Hong Kong SFC License Details (ID 127573)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2025-05-26	2026-07-02
	RO	Dealing in securities	2025-05-26	2026-07-02
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2025-05-26	2026-07-02
	RO	Dealing in securities	2025-05-26	2026-07-02
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2021-10-04	2025-05-26
	Rep	Dealing in securities	2021-10-04	2025-05-26
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2021-10-04	2025-05-26
	Rep	Dealing in securities	2021-10-04	2025-05-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-02-17	2009-12-19
	Rep	Dealing in securities	2009-02-17	2009-12-19