Personnel SFC Licences and HKMA Registrations (ID 12758979)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2023-06-08	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-02-02	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AG7938

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
東亞銀行有限公司	Dealing in securities	Non-EO	BUSINESS MANAGER	2026-06-23	—	Current
東亞銀行有限公司	Dealing in securities	Non-EO	—	2018-02-24	2025-03-31	Former
中國銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2015-06-20	2015-12-31	Former
中國銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2015-06-20	2015-12-31	Former